Get Started in the Securities Industry
We offer the entire range of Registered Representative licensing exams to start you on the path to success.
- Securities Industry Essentials SIE
LICENSE DESCRIPTION
Securities Industry Essentials SIE
The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam.Starting at $124
- Series 6
LICENSE DESCRIPTION
Series 6
Series 6 is a FINRA licensing exam required for registered representatives who sell investment companies, variable annuities and life insurance contracts. Individuals are required to pass both the Series 6 as well as the SIE exam in order to register as a representative.Starting at $130
- Series 7
LICENSE DESCRIPTION
Series 7
Series 7 is a FINRA licensing exam required for registered representatives who sell the broadest range of securities including corporate securities, municipal securities, and options. Individuals are required to pass both the Series 7 and the SIE exam in order to register as a representative.Starting at $235
- Series 63
- Series 65
- Series 66
LICENSE DESCRIPTION
Series 66
Series 66 is a NASAA licensing exam, required for individuals seeking to register and meet their state investment advisor representative licensing requirement and provide advisory services. Series 7 is a pre-requisite for this exams and financial advisors often combine it with SIE and Series 7.Starting at $141
- Series 79
LICENSE DESCRIPTION
Series 79
Series 79 is a FINRA licensing exam required for individuals who are seeking to work in the capital markets as an investment banker. Individuals are required to pass both the SIE and Series 79 exam in order to register as a representative. This exam is frequently combined with the SIE and Series 63.Starting at $386
- Series 86
LICENSE DESCRIPTION
Series 86
Series 86 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.Starting at $287
- Series 87
LICENSE DESCRIPTION
Series 87
Series 87 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.Starting at $130
- Series 99
LICENSE DESCRIPTION
Series 99
Series 99 is a FINRA licensing exam required for "covered persons" responsible for certain broker dealer back-office or operational functions. Individuals are required to pass both the Series 99 Exam and SIE exam in order to register as an operations professional. This exam is frequently combined with the SIE.Starting at $130
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Take Your Career to the Next Level
As a Manager or Principal we have the right licensing exams to help transition your career.
- Series 4
- Series 9
LICENSE DESCRIPTION
Series 9
Series 9 is a FINRA exam required for individuals responsible for sales management or branch office supervision that includes options. Series 9 is typically taken along with the Series 10 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.Starting at $219
- Series 10
LICENSE DESCRIPTION
Series 10
Series 10 is a FINRA exam required for individuals responsible for sales management or branch office supervision. Series 10 is typically taken along with the Series 9 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.Starting at $339
- Series 14
- Series 24
LICENSE DESCRIPTION
Series 24
Series 24 is a FINRA exam required for individuals who act as a principal / general securities supervisor. In addition to the Series 24 exam, candidates must pass the SIE Exam and the appropriate representative-level qualification exam. A current SIE and Series 7 registration are co-requisites.Starting at $287
- Series 26
- Series 27
- Series 30
- Series 51
LICENSE DESCRIPTION
Series 51
Series 51 is an National Futures Association exam for individuals who supervise municipal securities activities of the dealer and its associated persons limited to municipal fund securities. A current Series 24 or Series 26 registration is a co-requisite.Starting at $99
- Series 53
- Series 54
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Combination Package Options to Fit Your Career Path
Combination packages to meet your licensing requirements, and save you time and money.
- Series 6, SIE & 63
LICENSE DESCRIPTION
Series 6, SIE & 63
If you are starting your career in the financial services industry and require a Series 6 License, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $309
- Series 7 & SIE & 63
LICENSE DESCRIPTION
Series 7 & SIE & 63
If you are starting your career in the financial services industry and require a Series 7 but will not be engaged in advisory services, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $403
- Series 7 & SIE & 66
LICENSE DESCRIPTION
Series 7 & SIE & 66
If you are starting your career in the financial services industry and require a Series 7 & 66 License, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save10% off retail prices by purchasing the combination package.Starting at $450
- Series 9 & 10
LICENSE DESCRIPTION
Series 9 & 10
If you are becoming an principal and are responsible for supervising your firm's options and general securities activities, this combination of package will put you on a path to become a fully registered sales prinicipal with FINRA. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $503
- Series 16 Part 1 & 2
LICENSE DESCRIPTION
Series 16 Part 1 & 2
If you are becoming an principal and are responsible for supervising your firm's research reports, this combination of package will put you on a path to become a fully registered supervisory analyst with FINRA. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $266
- Series 57 & SIE
LICENSE DESCRIPTION
Series 57 & SIE
If you are starting your career as a trader and require a Series 57 License, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $339
- Series 79 & SIE
LICENSE DESCRIPTION
Series 79 & SIE
If you are starting your career in the capital markets industry and require a Series 79 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $459
- Series 79 , SIE & 63
LICENSE DESCRIPTION
Series 79 , SIE & 63
If you are starting your career in the capital markets industry and require a Series 79 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $539
- Series 86 & SIE
LICENSE DESCRIPTION
Series 86 & SIE
If you are starting your career in research and require the Series 86 license only due to an exemption, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $370
- Series 86, Series 87 & SIE
LICENSE DESCRIPTION
Series 86, Series 87 & SIE
If you are starting your career in research and require a Series 86 & 87 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $488
- Series 99 & SIE
LICENSE DESCRIPTION
Series 99 & SIE
If you are starting your career in operations and require a Series 99 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.Starting at $229
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The Widest Range of Products in the Industry
Every course you need to pursue your career goals.
- Securities Industry Essentials SIE
LICENSE DESCRIPTION
Securities Industry Essentials SIE
The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam.Starting at $124
- Series 3
LICENSE DESCRIPTION
Series 3
Series 3 is a National Futures Association licensing exam required for commodities and futures professionals, who solicit orders, or supervise individuals on behalf of a Futures Commission Merchant , Introducing Broker, Commodity Trading Advisor, or Commodity Pool Operator.Starting at $271
- Series 4
- Series 6
LICENSE DESCRIPTION
Series 6
Series 6 is a FINRA licensing exam required for registered representatives who sell investment companies, variable annuities and life insurance contracts. Individuals are required to pass both the Series 6 as well as the SIE exam in order to register as a representative.Starting at $130
- Series 7
LICENSE DESCRIPTION
Series 7
Series 7 is a FINRA licensing exam required for registered representatives who sell the broadest range of securities including corporate securities, municipal securities, and options. Individuals are required to pass both the Series 7 and the SIE exam in order to register as a representative.Starting at $235
- Series 9
LICENSE DESCRIPTIONSeries 9
Series 9 is a FINRA exam required for individuals responsible for sales management or branch office supervision that includes options. Series 9 is typically taken along with the Series 10 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.Starting at $219
- Series 10
LICENSE DESCRIPTIONSeries 10
Series 10 is a FINRA exam required for individuals responsible for sales management or branch office supervision. Series 10 is typically taken along with the Series 9 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.Starting at $339
- Series 14
- Series 16
LICENSE DESCRIPTIONSeries 16
Series 16 exam is an FINRA exam required for Supervisory Analysts who prepare or approve research reports. Passing any part of the CFA examination makes you eligible to have Part II waived. This course can be ordered separately and has two parts; Part I covers regulations Part II covers Securities Analysis.Starting at $266
- Series 24
LICENSE DESCRIPTIONSeries 24
Series 24 is a FINRA exam required for individuals who act as a principal / general securities supervisor. In addition to the Series 24 exam, candidates must pass the SIE Exam and the appropriate representative-level qualification exam. A current SIE and Series 7 registration are co-requisites.Starting at $287
- Series 26
- Series 27
- Series 30
- Series 31
- Series 32
- Series 50
- Series 51
LICENSE DESCRIPTIONSeries 51
Series 51 is an National Futures Association exam for individuals who supervise municipal securities activities of the dealer and its associated persons limited to municipal fund securities. A current Series 24 or Series 26 registration is a co-requisite.Starting at $99
- Series 52
- Series 53
- Series 54
- Series 57
- Series 63
- Series 65
- Series 66
LICENSE DESCRIPTIONSeries 66
Series 66 is a NASAA licensing exam, required for individuals seeking to register and meet their state investment advisor representative licensing requirement and provide advisory services. Series 7 is a pre-requisite for this exams and financial advisors often combine it with SIE and Series 7.Starting at $141
- Series 79
LICENSE DESCRIPTIONSeries 79
Series 79 is a FINRA licensing exam required for individuals who are seeking to work in the capital markets as an investment banker. Individuals are required to pass both the SIE and Series 79 exam in order to register as a representative. This exam is frequently combined with the SIE and Series 63.Starting at $386
- Series 86
LICENSE DESCRIPTIONSeries 86
Series 86 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.Starting at $287
- Series 87
LICENSE DESCRIPTIONSeries 87
Series 87 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.Starting at $130
- Series 99
LICENSE DESCRIPTIONSeries 99
Series 99 is a FINRA licensing exam required for "covered persons" responsible for certain broker dealer back-office or operational functions. Individuals are required to pass both the Series 99 Exam and SIE exam in order to register as an operations professional. This exam is frequently combined with the SIE.Starting at $130
2 - Series 9
This is the best and most challenging course I have taken. The course was informative and helped me understand Series 7 concepts.
– Verified Student
Marshall University
The Path to Your Securities Exam Success
Everyone learns differently. STC students have access to a variety of learning tools that best fit their personal learning style. When students are enabled to chose their learning styles, they are more likely to enjoy their training and are more successful when sitting for their exam.
On-Demand Lectures
Hours of engaging and interactive content that’s accessible anytime you want. Watch and re-watch as many times as you need.
Study Aids
Various tools including crunch time facts, online and printed manuals and flashcards – all designed to help drive retention and better prepare students for their exam.
Practice Exams
Various exam formats ensure you are ready to pass your securities exam, on the first try. Create your own exams based on what you need to learn.