Featured Articles
Securities and Insurance Cross-Sell: The Ultimate How-To Guide for Financial Professionals
XCEL Insurance Training Solutions | STC Securities Training Solutions In today’s competitive financial landscape, success often hinges on more than just a strong foundation in investments or market knowledge. Clients are looking for comprehensive financial advice, and they often expect their advisors to offer…
The Guide You Need for a Successful SIE Exam Experience
The Securities Industry Essentials (SIE) exam is absolutely necessary for any individual who’s interested in joining the securities industry. However, be aware, the exam isn’t easy and many people fail it. There are a number of reasons why people fail the SIE Exam, but…
Understanding the IAR CE Model Rule in 2025
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
SIE Exam
Securities and Insurance Cross-Sell: The Ultimate How-To Guide for Financial Professionals
XCEL Insurance Training Solutions | STC Securities Training Solutions In today’s competitive financial landscape, success often hinges on more than just a strong foundation in investments or market knowledge. Clients are looking for comprehensive financial advice, and they often expect their advisors to offer…
The Guide You Need for a Successful SIE Exam Experience
The Securities Industry Essentials (SIE) exam is absolutely necessary for any individual who’s interested in joining the securities industry. However, be aware, the exam isn’t easy and many people fail it. There are a number of reasons why people fail the SIE Exam, but…
Your Guide to Developing a Study Plan for the SIE Exam
Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s on…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
Free Interactive SIE Study Guide
The Ultimate SIE Study Guide from STC is your interactive companion to mastering the exam on your first try. Whether you’re new to the industry or preparing to join a broker-dealer, this guide is packed with everything you need to succeed.