Featured Articles
Understanding the IAR CE Model Rule in 2025
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
Your Guide to Developing a Study Plan for the SIE Exam
Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s on…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
SIE Exam
Your Guide to Developing a Study Plan for the SIE Exam
Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s on…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
Free Interactive SIE Study Guide
The Ultimate SIE Study Guide from STC is your interactive companion to mastering the exam on your first try. Whether you’re new to the industry or preparing to join a broker-dealer, this guide is packed with everything you need to succeed.
What is the SIE Exam? Finance Career Starter Guide
If you’re getting ready to launch your career in the financial services industry, there’s one important step that comes early in your journey: passing the Securities Industry Essentials (SIE) exam. Whether you’re fresh out of college or pivoting into the field, the SIE exam…
Free Series 7 Exam Guide
Thinking about a career in the securities industry? The Series 7 Exam is a critical step toward becoming a licensed financial professional. This comprehensive guide provides everything you need to prepare with confidence—covering key exam topics, study strategies, and expert tips to help you…